Core Principles For Effective Banking Supervision
in Deposit Insurance Training
Created by
ISDIS
About this course
This course provides an in-depth understanding of the Core Principles for Effective Banking Supervision, which serve as the global benchmark for sound prudential regulation and supervision of banks. Participants will explore the evolution of these principles, their role in financial sector assessments, and the essential preconditions for effective banking supervision. The course will also cover key supervisory powers, responsibilities, and functions, emphasizing risk management, governance, and compliance. By the end of the course, learners will be equipped with the knowledge to assess, implement, and enhance banking supervision frameworks.
Learning Objectives:
- Understand the history, purpose, and revisions of the Core Principles for Effective Banking Supervision.
- Analyze the preconditions necessary for effective banking supervision and their impact on financial stability.
- Identify the roles, responsibilities, and functions of banking supervisors in ensuring regulatory compliance and risk management.
- Evaluate key elements of crisis management, recovery, and resolution frameworks for banking institutions.
- Apply the Core Principles to assess and improve banking supervision practices in different regulatory environments.
Comments (0)
Introduction to Core Principles For Effective Banking Supervision
3 Parts
Introduction
-
Concept of Banking Supervision
-
Basel Committee on Banking Supervision
-
Explanations and Pre-conditions for Effective Banking Supervision
4 Parts
Origin of Core Principles
-
Concept of Propotionality
-
Introduction to Core Principles
-
Pre Conditions for Effective Banking Supervision
-
Review of the Core Principles
2 Parts
Review of Core Principles
-
Business Model Sustainability
-
Powers, Responsibilities and Functions of Supervisors (Principles 1 – 13)
6 Parts
Core Principles Introduction
-
The Core Principles (2 and 3)
-
The Core Principles (4 and 5)
-
The Core Principles (6, 7 and 8)
-
The Core Principles (9, 10 and 11)
-
The Core Principles (12 and 13)
-
Prudential Regulations Requirements for Banks (Principles 14 – 29)
5 Parts
The Core Principles (14 and 15)
-
The Core Principles (16, 17 and 18)
-
The Core Principles (19, 20, 21, 22, and 23)
-
The Core Principles (24, 25, 26, and 27)
-
The Core Principles (28 and 29)
-
Compliance Assessments Methodology
5 Parts
Compliance Assessment Methodolgy
-
Application of Assessment Methodology
-
Criteria for Assessing Compliance with Core Principles
-
Essential Criteria for Core Principles
-
Constraints to the Implementation of Core Principles
-
Final Examination
1 Parts
Final Exam
50 Questions
Min
Passed grade: 70/100
Attempts: 0/3
0
0 Reviews
